Category: Advanced, Alternative Investments | Posted on: July 03, 2013 by: cms@teamyehey.com | Comments: 0 | Attachments: 0 |
Section 22 of the Securities and Exchange Commission (SEC) ETF Rules requires registered salesmen of trading participants who intend to trade ETF shares, to undergo relevant ETF training provided for by the SEC and/or parties the latter authorizes. SEC granted the Exchange a non-exclusive authority to conduct such prerequisite training. Please find below the presentation materials of Mr. John Benette B. Mamangun, Head of the PSE's Corporate Planning and Investor Relations Division and Mr. Vicente Graciano Felizmenio, Director of SEC's Market Regulation Division.
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Level : Advanced, Alternative Investments |
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